Our Fiduciary Code of Ethics
This is the Code of Ethics we follow by choice, but it is also an ironclad obligation that protects clients like you a and your money.
It is a guarantee that your best interests are always the benchmark for everything we do.
We believe in these principles and have pledged to observe them in every action and interaction with you. That’s a promise.
Always place the clients interests above your own direct or indirect interests.
- Gather a detailed fact finding of client’s personal and financial goals.
- Listen and communicate effectively within a timely manner.
- Present and disclose all facts that apply to enable clients to make knowledgeable decisions.
Be mindful and confidential of all business and personal information pertaining to your clients’ affairs.
- At no time reveal client’s name and personal situation without permission from client
- Secure client files and client records
- Affirm that employees maintain client confidentiality
Maintain and follow all laws and provisions in the jurisdiction in which you do business
- Uphold all proper licensing and recommend products in which you have written approval
- Sign and date all applications with clients honestly and accurately
- Remain aware of contractual and moral obligations
