Always place the clients interests above your own direct or indirect interests.
Gather a detailed fact finding of client’s personal and financial goals.
Listen and communicate effectively within a timely manner.
Present and disclose all facts that apply to enable clients to make knowledgeable decisions.
Be mindful and confidential of all business and personal information pertaining to your clients’ affairs.
At no time reveal client’s name and personal situation without permission from client
Secure client files and client records
Affirm that employees maintain client confidentiality
Maintain and follow all laws and provisions in the jurisdiction in which you do business
Uphold all proper licensing and recommend products in which you have written approval
Sign and date all applications with clients honestly and accurately
Remain aware of contractual and moral obligations
Investment advisory services offered through Brookstone Capital Management, LLC (BCM), a registered investment advisor. BCM and Sage Financial Investments, LLC are independent of each other. Insurance products and services are not offered through BCM but are offered and sold through individually licensed and appointed agents. Information provided is not intended as tax or legal advice and should not be relied on as such. You are encouraged to seek tax or legal advice from an independent professional. The content of this website is provided for informational purposes only and is not a solicitation or recommendation of any investment strategy. Investments and/or investment strategies involve risk including the possible loss of principal. There is no assurance that any investment strategy will achieve its objectives. Fiduciary duty extends solely to investment advisory advice and does not extend to other activities such as insurance or broker dealer services. Advisory clients are charged a monthly fee for assets under management while insurance products pay a commission, which may result in a conflict of interest regarding compensation.